Our Vision
Invest with knowledge and safety.
Our Mission
Every investor should be able to invest in the right financial products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.
Business Transacted by the Research Analyst
- Publish research reports based on RA research activities.
- Provide an independent and unbiased view on securities.
- Offer unbiased recommendations with disclosure of financial interests.
- Provide research recommendations based on publicly available information.
- Conduct annual audits.
- Ensure advertisements comply with SEBI’s Advertisement Code.
- Maintain records of all client interactions related to research services.
Services Provided to Investors
- Sharing terms & conditions of research services.
- Completing KYC for fee-paying clients.
- Disclosure of business details, conflicts of interest, risks, and disciplinary history.
- Disclosure of use of AI tools in research (if any).
- Maintain confidentiality until research reports are public.
- Respect data privacy and protect confidential information.
- Treat all clients with honesty and integrity.
Investor Rights
- Right to privacy and confidentiality.
- Right to transparent practices.
- Right to fair and equitable treatment.
- Right to adequate information and disclosures.
- Right to timely grievance redressal.
- Right to exit from a financial product as per agreed terms.
- Right to caution notices on complex/high-risk recommendations.
Investor Responsibilities
- Deal only with SEBI-registered Research Analysts.
- Verify SEBI registration numbers.
- Read disclosures carefully before investing.
- Pay RA through banking channels only.
- Ask questions and seek clarity on recommendations.
- Avoid sharing passwords or sensitive logins.
DOs for Investors
- Read and understand documents before investing.
- Know the grievance redressal mechanism (SCORES, Smart ODR).
- Stay aware of risks involved.
- Maintain transaction records and verify statements regularly.
DON'Ts for Investors
- Do not provide funds to the Research Analyst for investment.
- Do not fall for discounts, gifts, or incentives.
- Do not share login credentials of trading/demat/bank accounts.